A protectorate, in the context of international relations, is a state that is under protection by another state for defence against aggression and other violations of law.[1] It is a dependent territory that enjoys autonomy over most of its internal affairs, while still recognizing the suzerainty of a more powerful sovereign state without being a possession.[2][3][4] In exchange, the protectorate usually accepts specified obligations depending on the terms of their arrangement.[4] Usually protectorates are established de jure by a treaty.[2][3] Under certain conditions—as with Egypt under British rule (1882–1914)—a state can also be labelled as a de facto protectorate or a veiled protectorate.[5][6][7]

A protectorate is different from a colony as it has local rulers, is not directly possessed, and rarely experiences colonization by the suzerain state.[8][9] A state that is under the protection of another state while retaining its "international personality" is called a "protected state", not a protectorate.[10][a]

History

Protectorates are one of the oldest features of international relations, dating back to the Roman Empire. Civitates foederatae were cities that were subordinate to Rome for their foreign relations. In the Middle Ages, Andorra was a protectorate of France and Spain. Modern protectorate concepts were devised in the nineteenth century.[11]

Typology

Foreign relations

In practice, a protectorate often has direct foreign relations only with the protector state, and transfers the management of all its more important international affairs to the latter.[12][4][2][3] Similarly, the protectorate rarely takes military action on its own but relies on the protector for its defence. This is distinct from annexation, in that the protector has no formal power to control the internal affairs of the protectorate.

Protectorates differ from League of Nations mandates and their successors, United Nations Trust Territories, whose administration is supervised, in varying degrees, by the international community. A protectorate formally enters into the protection through a bilateral agreement with the protector, while international mandates are stewarded by the world community-representing body, with or without a de facto administering power.

Protected state

A protected state has a form of protection where it continues to retain an "international personality" and enjoys an agreed amount of independence in conducting its foreign policy.[10][13]

For political and pragmatic reasons, the protection relationship is not usually advertised, but described with euphemisms such as "an independent state with special treaty relations" with the protecting state.[14] A protected state appears on world maps just as any other independent state.[a]

International administration of a state can also be regarded as an internationalized form of protection, where the protector is an international organisation rather than a state.[15]

Colonial protection

Multiple regions—such as the Colony and Protectorate of Nigeria, the Colony and Protectorate of Lagos, and similar—were subjects of colonial protection.[16][17] Conditions of protection are generally much less generous for areas of colonial protection. The protectorate was often reduced to a de facto condition similar to a colony, but with the pre-existing native state continuing as the agent of indirect rule. Occasionally, a protectorate was established by another form of indirect rule: a chartered company, which becomes a de facto state in its European home state (but geographically overseas), allowed to be an independent country with its own foreign policy and generally its own armed forces.[citation needed]

In fact, protectorates were often declared despite no agreement being duly entered into by the state supposedly being protected, or only agreed to by a party of dubious authority in those states. Colonial protectors frequently decided to reshuffle several protectorates into a new, artificial unit without consulting the protectorates, without being mindful of the theoretical duty of a protector to help maintain a protectorate's status and integrity. The Berlin agreement of February 26, 1885, allowed European colonial powers to establish protectorates in Black Africa (the last region to be divided among them) by diplomatic notification, even without actual possession on the ground. This aspect of history is referred to as the Scramble for Africa. A similar case is the formal use of such terms as colony and protectorate for an amalgamation—convenient only for the colonizer or protector—of adjacent territories, over which it held (de facto) sway by protective or "raw" colonial power.[citation needed]

Amical protection

In amical protection—as of United States of the Ionian Islands by Britain—the terms are often very favourable for the protectorate.[18][19] The political interest of the protector is frequently moral (a matter of accepted moral obligation, prestige, ideology, internal popularity, or dynastic, historical, or ethnocultural ties). Also, the protector's interest is in countering a rival or enemy power—such as preventing the rival from obtaining or maintaining control of areas of strategic importance. This may involve a very weak protectorate surrendering control of its external relations but may not constitute any real sacrifice, as the protectorate may not have been able to have a similar use of them without the protector's strength.

Amical protection was frequently extended by the great powers to other Christian (generally European) states, and to states of no significant importance.[ambiguous] After 1815, non-Christian states (such as the Chinese Qing dynasty) also provided amical protection of other, much weaker states.

In modern times, a form of amical protection can be seen as an important or defining feature of microstates. According to the definition proposed by Dumienski (2014): "microstates are modern protected states, i.e. sovereign states that have been able to unilaterally depute certain attributes of sovereignty to larger powers in exchange for benign protection of their political and economic viability against their geographic or demographic constraints".[20]

Argentina's protectorates

Brazil's protectorates

British Empire's protectorates and protected states

Americas

Europe

South Asia

West and Central Asia

Africa

Thumb
1960 stamp of Bechuanaland Protectorate with the portraits of Queens Victoria and Elizabeth II

*protectorates which existed alongside a colony of the same name

De facto

Oceania

Southeast Asia

China's protectorates

Dutch Empire's protectorates

Various sultanates in the Dutch East Indies (present day Indonesia):[35][36][37]

Sumatra

Riau Archipelago

Java

Bali

Lombok

Flores and Solor

  • Larantuka (1860–1904)
  • Tanah Kuna Lima (1917–1924)
  • Ndona (1917–1924)
  • Sikka (1879–c. 1947)

Borneo

Celebes

  • Gowa Sultanate (1669–1906; 1936–1949)
  • Bone Sultanate (1669–1905)
  • Bolaang Mongonduw (1825–c. 1949)
  • Laiwui (1858–c. 1949)
  • Luwu (1861–c. 1949)
  • Soppeng (1860–c. 1949)
  • Butung (1824–c. 1949)
  • Siau (1680–c. 1949)
  • Banggai (1907–c. 1949)
  • Tallo (1668–1780)
  • Wajo (1860–c. 1949)
  • Tabukan (1677–c. 1949)

Ajattappareng Confederacy (1905–c. 1949)

  • Malusetasi
  • Rapang
  • Swaito (union of Sawito and Alita, 1908)
  • Sidenreng
  • Supa

Mabbatupappeng Confederacy (1906–c. 1949)

  • Barru
  • Soppengriaja (union of Balusu, Kiru, and Kamiri, 1906)
  • Tanette

Mandar Confederacy (1906–c. 1949)

Massenrempulu Confederacy (1905–c. 1949)

Moluccas

West Timor and Alor

  • Amanatun (1749–c. 1949)
  • Amanuban (1749–c. 1949)
  • Amarasi (1749–c. 1949)
  • Amfoan (1683–c. 1949)
  • Beboki (1756–c. 1949)
  • Belu (1756–c.1949)
  • Insana (1756–c.1949)
  • Sonbai Besar (1756–1906)
  • Sonbai Kecil (1659–1917)
  • Roti (Korbafo before 1928) (c. 1750–c.1949)
  • TaEbenu (1688–1917)

New Guinea

France's protectorates and protected states

Africa

"Protection" was the formal legal structure under which French colonial forces expanded in Africa between the 1830s and 1900. Almost every pre-existing state that was later part of French West Africa was placed under protectorate status at some point, although direct rule gradually replaced protectorate agreements. Formal ruling structures, or fictive recreations of them, were largely retained—as with the low-level authority figures in the French Cercles—with leaders appointed and removed by French officials.[38]

Americas

Asia

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1 Sapèque – Protectorate of Tonkin (1905)

Europe

Oceania

  • French Polynesia French Polynesia, mainly the Society Islands (several others were immediately annexed).[41] All eventually were annexed by 1889.
    • Otaheiti (native king styled Ari`i rahi) becomes a French protectorate known as Tahiti, 1842–1880
    • Raiatea and Tahaa (after temporary annexation by Otaheiti; (title Ari`i) a French protectorate, 1880)
    • Mangareva (one of the Gambier Islands; ruler title `Akariki) a French protectorate, 16 February 1844 (unratified) and 30 November 1871[42]
  • Wallis and Futuna:
    • Wallis declared to be a French protectorate by King of Uvea and Captain Mallet, 4 November 1842. Officially in a treaty becomes a French protectorate, 5 April 1887.
    • Sigave and Alo on the islands of Futuna and Alofi signed a treaty establishing a French protectorate on 16 February 1888.

Germany's protectorates and protected states

Thumb
5000 kronenProtectorate of Bohemia and Moravia (1939–1945)

The German Empire used the word Schutzgebiet, literally protectorate, for all of its colonial possessions until they were lost during World War I, regardless of the actual level of government control. Cases involving indirect rule included:

Before and during World War II, Nazi Germany designated the rump of occupied Czechoslovakia and Denmark as protectorates:

India's protectorates

Italy's protectorates and protected states

  • The Albanian Republic (1917–1920) and the Albanian Kingdom (1939–1943)
  • Monaco Monaco under amical Protectorate of the Kingdom of Sardinia 20 November 1815 to 1860.
  • Ethiopia : 2 May 1889 Treaty of Wuchale, in the Italian language version, stated that Ethiopia was to become an Italian protectorate, while the Ethiopian Amharic language version merely stated that the Emperor could, if he so chose, go through Italy to conduct foreign affairs. When the differences in the versions came to light, Emperor Menelik II abrogated first the article in question (XVII), and later the whole treaty. The event culminated in the First Italo-Ethiopian War, in which Ethiopia was victorious and defended her sovereignty in 1896.
  • Libya: on 15 October 1912 Italian protectorate declared over Cirenaica (Cyrenaica) until 17 May 1919.
  • Benadir Coast in Somalia: 3 August 1889 Italian protectorate (in the northeast; unoccupied until May 1893), until 16 March 1905 when it changed to Italian Somaliland.
    • Majeerteen Sultanate since 7 April 1889 under Italian protectorate (renewed 7 April 1895), then in 1927 incorporated into the Italian colony.
    • Sultanate of Hobyo since December 1888 under Italian protectorate (renewed 11 April 1895), then in October 1925 incorporated into the Italian colony (known as Obbia).

Japan's protectorates

Poland's protectorates

Portugal's protectorates

Russia's and the Soviet Union's protectorates and protected states

De facto

Some sources mention the following territories as de facto Russian protectorates:

Spain's protectorates

Turkey's and the Ottoman Empire's protectorates and protected states

De facto

United Nations' protectorates

United States' protectorates and protected states

After becoming independent nations in 1902 and 1903 respectively, Cuba and Panama became protectorates of the United States. In 1903, Cuba and the US signed the Cuban–American Treaty of Relations, which affirmed the provisions of the Platt Amendment, including that the US had the right to intervene in Cuba to preserve its independence, among other reasons (the Platt Amendment had also been integrated into the 1901 constitution of Cuba). Later that year, Panama and the US signed the Hay–Bunau-Varilla Treaty, which established the Panama Canal Zone and gave the US the right to intervene in the cities of Panama and Colón (and the adjacent territories and harbors) for the maintenance of public order. The 1904 constitution of Panama, in Article 136, also gave the US the right to intervene in any part of Panama "to reestablish public peace and constitutional order." Haiti later also became a protectorate after the ratification of the Haitian–American Convention (which gave the US the right to intervene in Haiti for a period of ten years, which was later expanded to twenty years through an additional agreement in 1917) on September 16, 1915.

The US also attempted to establish protectorates over the Dominican Republic[54] and Nicaragua through the Bryan–Chamorro Treaty.

De facto

Contemporary usage by the United States

Some agencies of the United States government, such as the Environmental Protection Agency, refer to the District of Columbia and insular areas of the United States—such as American Samoa and the U.S. Virgin Islands—as protectorates.[58] However, the agency responsible for the administration of those areas, the Office of Insular Affairs (OIA) within the United States Department of Interior, uses only the term "insular area" rather than protectorate.

Joint protectorates

See also

Notes

  1. Protected state in this technical sense is distinguished from the informal usage of "protected state" to refer to a state receiving protection.
  2. Some scholars regard the relationship as one of Priest-patron rather than a protectorate.[32][33][34]

References

Bibliography

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