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Type of mixed electoral system From Wikipedia, the free encyclopedia
Mixed-member proportional representation (MMP or MMPR) is a type of representation provided by some mixed electoral systems which combine local winner-take-all elections with a compensatory tier with party lists, in a way that produces proportional representation overall. Like proportional representation, MMP is not a single system, but a principle and goal of several similar systems. Some systems designed to achieve proportionality are still called mixed-member proportional, even if they generally fall short of full proportionality. In this case, they provide semi-proportional representation.
In typical MMP systems, voters get two votes: one to decide the representative for their single-seat constituency, and one for a political party, but some countries use single vote variants. Seats in the legislature are filled first by the successful constituency candidates, and second, by party candidates based on the percentage of nationwide or region-wide votes that each party received.[1][2][3] The constituency representatives are usually elected using first-past-the-post voting (FPTP). The nationwide or regional party representatives are, in most jurisdictions, drawn from published party lists, similar to party-list proportional representation. To gain a nationwide representative, parties may be required to achieve a minimum number of constituency seats, a minimum percentage of the nationwide party vote, or both.
MMP differs from mixed-member majoritarian representation (often achieved by parallel voting) in that the nationwide seats are allocated to political parties in a compensatory manner in order to achieve proportional election results across all seats (not just the additional seats). Under MMP, two parties that each receive 25% of the votes end up with about 25% of the seats, even if one party wins more constituency seats than the other. Depending on the exact system implemented in a country and the results of a particular election, the proportionality of an election may vary.[4] Overhang seats may reduce the proportionality of the system, although this can be compensated for by allocating additional party list seats to cover any proportionality gap.[5]
The specific system of New Zealand for electing its parliament is called MMP, while in other countries similar systems are known under other names.
The seat linkage compensatory mixed system often referred to as MMP originates in Germany, and was later adopted with modifications under the name of MMP in New Zealand. In Germany, where is was differentiated from a different compensatory mixed system it was always known as personalized proportional representation (PPR) (German: personalisiertes Verhältniswahlrecht). Since the variants used in Germany almost always produce very proportional results, the proportionality is emphasized over the mixed nature of the electoral system, and it is essentially considered a localized or personalized form of PR, used instead of conventional open-list systems. The new modified federal election system does not allow overhang seats at all, therefore not all local districts are guaranteed to elect the plurality winner. In German, this localized list system now shares the name of PPR with the mixed systems still used in the federal states of Germany that are referred to as MMP in English. In English, due to this change, the system is no longer considered to be MMP in the sense of a mixed member system combining proportional and majoritarian representation, but it would be a personalized/localized version of PR. As it retains the individual candidate vote in a clearly distinct fashion from open-list systems, it may still be considered mixed-member proportional in the sense of a proportional system having two kinds of MP: one (may be) elected by personal (candidate) votes, one elected by (closed list) votes.
Previously, the federal elections used a flexible number of additional compensatory seats, also known as leveling seats, which essentially guaranteed mixed-member proportional representation even with extremely disproportional constituency results, but dramatically increased the size of the Bundestag. This meant that it was potentially the most proportional MMP system used after the one in New Zealand[citation needed], where only overhang seats are added back as list seats, which resulted in minor flexibility of the parliament size.
In the Canadian province of Quebec, where an MMP model was studied in 2007,[6] it is called the compensatory mixed-member voting system (système mixte avec compensation or SMAC). In the United Kingdom the sometimes less proportional implementation of MMP used in Scotland and the London Assembly is referred to as the additional member system.[7][8] In South Africa, MMP is generally referred to as a "mixed-system". The Scandinavian countries have a long history of using both multi-member districts (members elected through party-list PR) and nationally-based compensatory top-up seats using the same method as MMP, however because the local MPs are also elected using PR, these systems are not usually considered MMP as they are not mixed systems.
As especially mixed electoral systems can be quite different, sometimes there is no consensus on their classification as mixed-member proportional, mixed majoritarian or something between the two. These cases include partially or conditionally compensatory systems such as those of Hungary, Mexico and South Korea, which are typically said to be supermixed systems or partially compensatory systems, but sometimes inaccurately referred to as MMP even though they are highly disproportional.
In MMP, the voter casts two votes: one for a constituency representative and one for a party. In the original variant used in Germany, citizens gave only one vote, so that voting for a representative automatically meant also voting for the representative's party, which is still used in some MMP elections today and is more robust against tactical voting than typical two-vote versions. Most of Germany changed to the two-vote variant to make local members of parliament (MPs) more personally accountable. Voters can thus vote for the local person they prefer for local MP without regard for party affiliation, since the partisan make-up of the legislature is determined only by the party vote. In the 2017 New Zealand election, 27.33% of voters split their vote (voted for a local candidate of a different party than their party vote) compared to 31.64% in 2014.[9]
In each constituency, the representative is by default chosen using a single winner method (though this is not strictly necessary), typically first-past-the-post: hat is, the candidate with the most votes (plurality) wins.
Most systems used closed party lists to elect the non-constituency MPs (also called list MPs). In most jurisdictions, candidates may stand for both a constituency and on a party list (referred to in New Zealand as dual candidacy). In Wales between 2006 and 2014 dual candidacy was banned, i.e. candidates were restricted to contend either for a constituency or for a party list, but not both. If a candidate is on the party list, but wins a constituency seat, they do not receive two seats; they are instead crossed off the party list and the party seat goes to the next candidate down.
In Bavaria, the second vote is not simply for the party but for one of the candidates on the party's regional list: Bavaria uses seven regions for this purpose. A regional open-list method was recommended for the United Kingdom by the Jenkins Commission (where it is known as AMS) and for Canada by the Law Commission of Canada; neither recommendation was ever implemented.
In contrast, the open-list method of MMP was chosen in November 2016 by voters in the 2016 Prince Edward Island electoral reform referendum.
In Baden-Württemberg, there are no lists; they use the "best near-winner" method in a four-region model, where the regional members are the local candidates of the under-represented party in that region who received the most votes in their local constituency without being elected in it (Zweitmandat, literally "second mandate").
At the regional or national level (i.e. above the constituency level) several different calculation methods have been used, but the basic characteristic of the MMP is that the total number of seats in the assembly, including the single-member seats and not only the party-list ones, are allocated to parties proportionally to the number of votes the party received in the party portion of the ballot. This can be done by different apportionment methods: such as the D'Hondt method or the Sainte-Laguë method. Subtracted from each party's allocation is the number of constituency seats that party won, so that the additional seats are compensatory (top-up).
If a party wins more FPTP seats than the proportional quota received by the party-list vote, these surplus seats are called overhang seats (Überhangmandate in German), which may be an obstacle to achieving full proportionality.
When a party wins more constituency seats than it would be entitled to from its proportion of (party list) votes, most systems allow for these overhang seats to be kept by those candidates who earned it in the constituency elections. A counter-example would be the In Germany's Bundestag, where constituency winners may not always keep their seats since the latest modification of the electoral law. In an MMP variant used in Romania in the 2008 and 2012 legislative elections, where constituency seats could only be earned by the winning candidate if they also achieved an absolute majority in their district, thereby eliminating overhang seats.
In New Zealand House of Representatives, all members elected for constituencies keep their seats. For example, in the 2008 New Zealand general election the Māori Party won 2.4% of the party vote, which would entitle them to 3 seats in the House, but won 5 constituency seats, leaving an overhang of 2 seats, which resulted in a 122-member house. If the party vote for the Māori Party had been more in proportion with the constituency seats won, there would have been a normal 120-member house.
To combat disproportionalities caused by overhang seats, in most German states leveling seats (Ausgleichsmandate in German) are added to compensate for the overhang seats and thereby achieve complete proportionality. For example, the provincial parliament (Landtag) of North Rhine Westphalia has, instead of the usual 50% compensatory seats, only 29% unless more are needed to balance overhangs. If a party wins more local seats than its proportion of the total vote justifies, the size of the Landtag increases so that the total outcome is fully proportional to the votes, with other parties receiving additional list seats to achieve proportionality. The leveling seats are added to the normal number of seats for the duration of the electoral period. In the German state of Bavaria, the constituency vote and party vote are combined to determine the distribution of seats.
Scotland uses a modified variant of MMP known as the additional member system where due to the nature of the calculations used to distribute the regional list seats, overhang seats are not possible; the list allocation works like a mixed-member majoritarian system, but in using the d'Hondt method's divisors to find the averages for the allocation, the first divisor for each party takes into account the number of constituency seats won by the party; i.e. a party that won 7 constituency seats would start with a divisor of 8 (7 seats + 1 per the method's divisor formula) instead of 1. The resulting table would then give 7 seats for Scotland and 4 seats for Wales to the parties possessing the highest averages on the table, although both devolved parliaments do not use a table, instead using a sequential method. The compensatory effect characteristic of MMP is in the fact that a party that won constituency seats would have lower averages on the table than it would if the election used MMM. Because of no provision for overhang seats, there have been cases where a party ended up with fewer total seats than its proportional entitlement. This occurred, for example, in the elections in the South East Wales electoral region in both 2007 (Welsh Conservatives under-represented) and in 2016 (Welsh Labour over-represented, Plaid Cymru under-represented). Labour has also been over-represented on this basis in every election in the South Wales West region, and every election in the South Wales Central region apart from the 2003 election. This situation arises because Labour has continued to hold the overwhelming majority of constituency seats in these regions, and only around one-third of the total number of seats are available for distribution as additional regional seats.
Parallel voting
(MMM) |
Broadly mixed-member proportional type of system (MMP) | |||||||||
---|---|---|---|---|---|---|---|---|---|---|
Additional member system (AMS) | Overhang seats re-added | True MMP (with leveling seats) | ||||||||
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Party | Popular vote (%) | Seats | Share (%) | Seats | Share (%) | Seats | Share (%) | Seats | Share (%) | |
Party A | 43% | 67 (54+13) | 67% | 54 (54+0) | 54% | 54 (54+0+0) | 48% | 71 (54+0+17) | 43% | |
Party B | 41% | 24 (11+13) | 24% | 34 (11+23) | 34% | 41 (11+23+7) | 36% | 68 (11+23+34) | 41% | |
Party C | 13% | 3 (0+3) | 3% | 7 (0+7) | 7% | 13 (0+7+6) | 12% | 21 (0+7+14) | 13% | |
Party D | 3% | 5 (5+0) | 5% | 5 (5+0) | 5% | 5 (5+0+0) | 4% | 5 (5+0+0) | 3% | |
TOTAL | 100% | 70+30 | 100% | 70+30 | 100% | 70+30+13 | 100% | 70+30+65 | 100% | |
Index of disproportionality | 22.01 (disproportional) | 10.25 (moderately disproportional) | 4.97 (considered proportional) | 0.25 (highly proportional) | ||||||
Method used | Independent PR tier | Fixed number of compensatory seats | Number of (extra) leveling seats =
number of overhang seats |
As many leveling seats as needed | ||||||
This type of system used in | Russia, among others | Scotland, among others | New Zealand | formerly in Germany |
As in numerous proportional systems, in order to be eligible for list seats in many MMP models, a party must earn at least a certain percentage of the total party vote, or no candidates will be elected from the party list. Candidates having won a constituency will still have won their seat. In New Zealand the threshold is 5%, in Bolivia 3%, in Germany 5% for elections for federal parliament and most state parliaments. A party can also be eligible for list seats if it wins at least three constituency seats in Germany, or at least one in New Zealand. Having a member with a 'safe' constituency seat is therefore a tremendous asset to a minor party in New Zealand.
In elections for the Scottish Parliament, there is no threshold set, because the district magnitude of each electoral region is small enough to impose an inherent threshold in the seat distribution calculations.
The following countries currently have MMP representation. Countries which nominally use or have used MMP, but in practice had highly disproportional representation or it as otherwise not implemented are discussed in the next section.
Country | Legislative body | Use | Number of votes (personal and list) | Notes |
---|---|---|---|---|
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Chamber of Deputies | 1994–present | Two votes | The list ballots use a double (triple) simultaneous vote with the presidential and Senate election,[10] which is presumed to decrease tactical manipulation despite the separate candidate and list vote[citation needed]. The latest elections had a highly proportional result. |
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State parliaments, except | varies by state | varies by state | Bavaria uniquely uses an open-list system for its party-list seats. Baden-Württemberg uses MMP without lists. |
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National Assembly | 2002–present | Two votes (before 2012) | Initially used two vote version, changed to the single vote version in 2012 due to the use of decoy lists, results have been relatively proportional since. |
Single vote | ||||
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House of Representatives | 1994–present | Two votes | Following a long electoral reform process, beginning with the Royal Commission on the Electoral System in 1985 and ending with the 1993 referendum on the voting system. It was first used in an election in 1996. The system's use was reviewed by referendum in November 2011, with the majority (56.17%) voting to keep it. In 2020 general election, the Labour Party won 65 out of 120 seats, becoming the first party under MMP to receive a majority.
Though not all overhang seats are perfectly compensated for, New Zealand is widely considered to be a typical example of mixed-member proportional representation due to the high proportionality of the system (disregarding the electoral threshold). |
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1999–present | Two votes[11] | Referred to as the additional member system. Scotland is divided into regions. |
Local elections in | 2000–present | Two votes[11] | Referred to as the additional member system. |
MMP replaced (modified):
There are several other countries which attempted to introduce MMP by seat linkage compensation, but either not enough leveling seats were provided to achieve it, or the compensation mechanism was manipulated by decoy lists.
Countries with systems which have been confused with mixed-member proportional representation:
In March 2004, the Law Commission of Canada proposed a system of MMP,[27] with only 33% of MPs elected from regional open lists, for the House of Commons of Canada[28] but Parliament's consideration of the Report in 2004–05 was stopped after the 2006 election. The New Democratic Party has been a longtime supporter of MMP. The Green Party of Canada has generally been a staunch supporter of a move to a proportional electoral system. In June 2016, the Canadian House of Commons Special Committee on Electoral Reform was formed to examine potential changes to the voting system with MMP being one of the options examined. The committee presented its report to Parliament on 1 December of the same year. In early 2017, the Government announced that it would accept only some of the committee's recommendations, and would not pursue the issue of electoral reform any further.[29][30]
The pan-European party VOLT Europa proposes transnational mixed-member proportional representation with the combination of Majority Judgment and party-list PR.[44]
In other cases, a party may be so certain of winning a large number of constituency seats that it expects no extra seats in the proportional top-up (list seats). Some voters may therefore seek to achieve double representation by voting tactically for another party in the regional vote, as a vote for their preferred party in the regional vote would be wasted. This tactic is much less effective in MMP models with a relatively large share of list seats (50% in most German states, and 40% in the New Zealand House of Representatives) and/or ones which add "balancing seats", leading to fewer opportunities for overhangs and maintaining full proportionality, even when a party wins too many constituency seats.
The problem of ticket splitting strategies can be solved either by eliminating at least one of the two mechanisms that create the opportunity for abuse:
Compensatory mixed systems | ||
---|---|---|
single vote systems (MSV) | dual vote systems | |
Seat linkage | mixed single vote, top-up versions
|
mixed-member proportional representation (MMP) |
additional member system (AMS) | ||
alternative vote plus (AV+) | ||
Hybrids: e.g. parallel voting+AMS (South Korea) | ||
Vote linkage | positive vote transfer (PVT/MSV)
|
Hybrids:
|
Others systems: | ||
dual-member proportional (DMP) | mixed ballot transferable vote (MBTV) |
![]() | It has been suggested that this section be split out into another article titled Decoy list. (Discuss) (March 2024) |
This sort of strategy for a coalition of parties to capture a larger share of list seats may be adopted formally as a strategy. By way of example, in Albania's 2005 parliamentary election, the two main parties did not expect to win any list seats, so they encouraged voters to use their list votes for allied minor parties.[which?] This tactic distorted the working of the model to the point that the parties that won list seats were almost always different from the parties that won constituency seats. Only one constituency member was elected from parties that won list seats. The election was condemned by the Organization for Security and Co-operation in Europe which said it failed to comply with international standards because of "serious irregularities", intimidation, vote-buying and "violence committed by extremists on both sides."[45] Rather than increasing the number of list seats or "overhang" seats, Albania subsequently decided to change to a pure-list system.
In an abusive gambit similar to that used in Albania, major parties feeling that they are unlikely to win a large number of list seats because of their advantage at the constituency level might choose to split their party in two, with one subdivision of the party contesting the constituency seats, while the other contests the list seats—assuming this is allowed by electoral law. The two linked parties could then co-ordinate their campaign and work together within the legislature, while remaining legally separate entities. The result of this approach, if it is used by all parties, would be to transform MMP into a de facto parallel voting mechanism.
An example could be seen in the 2007 Lesotho general election. In this case the two leading parties, the Lesotho Congress for Democracy (LCD) and the All Basotho Convention (ABC) used decoy lists, respectively named the National Independent Party and the Lesotho Workers' Party to avoid the compensatory mechanisms of MMP. As a result, the LCD and its decoy were able to take 69.1% of the seats with only 51.8% of the vote. ABC leader Tom Thabane called the vote "free, but not fair." In the 2012 election, the voting system was adjusted to link the local and list seats to limit the decoy lists' effectiveness, resulting in an almost perfectly proportionate election result for the competing parties.[46]
Another interesting case is that of Venezuela, which also ended up changing its system, in this case by formally adopting a parallel voting system and legitimizing party efforts to game the MMP approach. Venezuela introduced an MMP electoral system in 1993, but the tactic of creating a decoy party was introduced only in 2000, by the opposition governor of Yaracuy. The tactic was later adopted by pro-Chavez parties at the national level in 2005.[further explanation needed] After the decoy list tactic withstood a constitutional challenge, Venezuela eventually formally reverted to a parallel voting system, which yields a lesser degree of proportionality compared to MMP. On September 26, 2010, Chavez' party, the United Socialist Party of Venezuela, took 57.4% of parliamentary seats with only 48.2% of the vote under the new system (ignoring the role of small allied parties). One can see to what extent parallel voting had nonetheless helped to redress the balance toward proportionality somewhat by noting that Chavez' party would have taken an even larger share of assembly seats under a strict single-winner approach (71 constituency seats out of 109, or 65%).[citation needed]
Another example is that of the 2001 Italian general election, in which one of the two main coalitions (the House of Freedoms), which opposed the scorporo system (a system compensatory system similar to MMP), linked many of their constituency candidates to a decoy list (liste civetta) in the proportional parts, under the name Abolizione Scorporo. As a defensive move, the other coalition, Olive Tree, felt obliged to do the same, under the name Paese Nuovo. This meant that the constituency seats won by each coalition would not reduce the number of list seats available to them. In the case the House of Freedoms list faction Forza Italia, the tactic was so successful that it did not have enough candidates in the proportional part to receive as many seats as it in fact won, missing out on 12 seats. Italy subsequently changed its system.
Ahead of the 2020 South Korean legislative election, the electoral system was changed from parallel voting to a hybrid mixed-member proportional system, with 30 seats allocated in a compensatory manner. The opposition Liberty Korea Party subsequently set up a decoy list, the Future Korea Party, to win extra proportional seats.[47] The ruling Democratic Party of Korea condemned them for exploiting the electoral law, but nonetheless set up its own decoy list, the Platform Party, in response.[48] The decoy lists were successful on election day, with Future Korea winning 12 compensatory seats and Platform winning 11. After the election, both decoy lists merged into their mother parties.
In systems with a threshold, people who prefer a larger party may tactically vote for a minor party that is predicted to poll close to or slightly below the threshold. Some voters may be afraid the minor party will poll below the threshold, and that that would weaken the larger political camp to which the minor party belongs. For example, the German moderate-right Free Democratic Party (FDP) has often received votes from voters who preferred the larger Christian Democratic Union (CDU) party, because they feared that if the FDP received less than 5% of the votes, the CDU would have no parliamentary allies and would be unable to form a government on its own. This tactical voting also ensures that fewer votes are wasted, but at the cost of giving the FDP more seats than CDU voters would ideally have preferred. This tactic is the same in any method of proportional representation with a threshold.[citation needed]
Similarly, in New Zealand, some voters who preferred a large party have voted for the minor party's local candidate to ensure it qualifies for list seats on the back of winning a single electorate. This notably occurred in the right-wing inner Auckland electorate of Epsom in 2008 and 2011, where the National Party voters gave their local vote to the ACT Party. In this case the tactic maintained some proportionality by bypassing the 5% threshold, but is largely disfavoured by the public due to it awarding smaller parties extra list seats while parties with a higher party vote percentage that do not win an electorate receive no seats; this occurred in 2008 when ACT was awarded 5 seats on the back of one electorate seat and 3.7% of the party vote, while New Zealand First with no electorate seats and 4.1% of the party vote were awarded none. In 2011, some Epsom voters voting for the left-wing Labour and Green parties tried to block the tactic by giving their local vote to the National candidate; while it was unsuccessful, it did reduce ACT's majority over National from 12,900 to 2,300. In August 2012, the initial report on a review of the MMP system by the Electoral Commission recommended abolishing the one electorate seat threshold, meaning a party winning an electorate seat but not crossing the 5% threshold (which the same report recommends lowering to 4%) is only awarded that electorate seat.[49]
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