The fictional races and peoples that appear in J. R. R. Tolkien's fantasy world of Middle-earth include the seven listed in Appendix F of The Lord of the Rings: Elves, Men, Dwarves, Hobbits, Ents, Orcs and Trolls, as well as spirits such as the Valar and Maiar. Other beings of Middle-earth are of unclear nature such as Tom Bombadil and his wife Goldberry.
Ainur
The Ainur are angelic spirits created by Eru Ilúvatar at the Beginning. The Ainur who subsequently enter the physical world of Middle-earth are the Valar ("powers"), though that term primarily means the mightiest among them.[T 1] Lesser spirits are called the Maiar. Most of the Valar and Maiar withdraw from Middle-earth to the Undying Lands of Valinor, though some of the Maiar assume mortal forms to help or hinder the peoples of Middle-earth, such as the Istari (Wizards), Melian, Balrogs, and the Dark Lord Sauron.[T 2]
Wizards
The wizards of Middle-earth are Maiar: spirits of the same order as the Valar, but lesser in power.[T 3] Outwardly resembling Men but possessing much greater physical and mental power, they are called Istari (Quenya for "Wise Ones") by the Elves.[T 3] They are sent by the Valar to assist the people of Middle-earth to contest Sauron.[T 3] The first three of these five wizards are known in the Mannish tongues of the Lord of the Rings series as Saruman "man of skill" (Rohirric), Gandalf "elf of the staff" (northern Men), and Radagast "tender of beasts" (possibly Westron).[T 3] Tolkien never provided non-Elvish names for the other two; one tradition gives their names in Valinor as Alatar and Pallando,[T 3] and another as Morinehtar and Rómestámo in Middle-earth.[T 4] Each wizard in the series has robes of a characteristic colour: white for Saruman (the chief and the most powerful of the five), grey for Gandalf, brown for Radagast,[1] and sea-blue for the remaining two, known consequently as the Blue Wizards. Gandalf and Saruman play important roles in The Lord of the Rings, while Radagast appears only briefly, innocently helping Saruman to deceive Gandalf, who believes Radagast since he is honest, and fortuitously alerting Gwaihir to rescue Gandalf again. The Blue Wizards do not feature in the story; they are said to have journeyed far into the east after their arrival in Middle-earth.[T 3]
As the Istari are Maiar, each one serves a Vala in some way. Saruman was the servant and helper of Aulë, and so learned much in the art of craftsmanship, mechanics, and metal-working, as was seen in the later Third Age. Gandalf was the servant of Manwë or Varda, but was a lover of the Gardens of Lórien, and so knew much of the hopes and dreams of Men and Elves. Radagast, servant of Yavanna, loved the things of nature, both animals and plants. As each of these Istari learned from their Vala, so they acted in Middle-earth.[T 3]
Balrogs
Demonic creatures of fire and shadow, Balrogs are fallen Maiar, loyal to the first Dark Lord, Morgoth. They participated in the wars of the First Age of Middle-earth but are mostly destroyed during the War of Wrath which ended the Age.[T 5][T 6] By the Third Age, the only remaining Balrog was "Durin's Bane," the Balrog of Moria, killed by Gandalf.[T 7]
Free peoples
The Free Peoples of Middle-earth are the four races that never fell under the sway of the evil spirits Morgoth or Sauron: Elves, Men, Dwarves and Ents. Strictly speaking, among Men it was only the Men of the West who are Free People, particularly the descendants of the Dúnedain of the Isle of Númenor, as most Men of the East and South of Middle-earth become servants of Morgoth and Sauron over the ages. The Ent Treebeard quotes lines from a traditional lay listing them:[T 8]
- First name the four, the free peoples
- Eldest of all, the elf-children
- Dwarf the delver, dark are his houses
- Ent the earthborn, old as mountains
- Man the mortal, master of horses
After encountering the hobbits Merry and Pippin, he consents that hobbits are a fifth free people, adding a fifth line, "Half-grown hobbits, the hole-dwellers".[T 8]
Dwarves
The race of Dwarves prefers to live in mountains and caves, settling in places such as Erebor (the Lonely Mountain), the Iron Hills, the Blue Mountains, and Moria (Khazad-dûm) in the Misty Mountains. Aulë the Smith creates Dwarves; he invents the Dwarven language, known as Khuzdul. Dwarves mine and work precious metals throughout the mountains of Middle-earth. The seven different groups of Dwarf-folk originate in the locations where the Seven Fathers of the Dwarves first awoke before the First Age.[2]
Elves
The Elves, or Firstborn, are the first of Eru's Children to awaken. Born under the stars before the ascension of the Moon and the Sun, they retain a special love for light and an inner spirit endowed with unique gifts. They call themselves the Quendi, or "Speakers", for they are the first to utter words; and, even now, no race understands language and song like the Firstborn. Fair and fine-featured, brilliant and proud, immortal and strong, tall and agile, they are the most blessed of the Free Peoples. They can see as well under moon or starlight as a man at the height of day. They cannot become sick or scarred, but if an Elf should die, from violence or losing the will to live from grief, their spirit goes to the halls of Mandos, as they are bound to Arda and cannot leave until the world is broken and remade. Elven skill and agility is legendary: for instance, walking atop freshly fallen snow without leaving a trace of their passing. On a clear day they can see ten miles with perfect clarity and detail up to 100 miles. These gifts come at great cost, though: they are strongly bound to Fate (see Mandos) and hated by Morgoth. No other race has been blessed and cursed more than the Quendi.[T 9]
The Quendi are sundered after the awakening and many sub-groups appear. The First Sundering occurrs when some left Middle-earth to live in the blessed realm of Valinor, while others stayed behind. This produces the Eldar, who accept the call to come to Valinor, and the Avari, who refuse the great journey. Elves who stay in Middle-earth and never see the light of the trees become known as the Moriquendi or "Dark-elves". This does not imply that the Dark-elves are evil.[3]
On the journey to Valinor, some of the Teleri ("Those who tarried") abandon the main group, and those of them who did not mingle with the Moriquendi become the Laiquendi (Green-elves), the Sindar (Grey-elves) and the Nandor. These elves of the great journey who remain in Middle-earth are then called the Úmanyar (The Unwilling). The Eldar who reach Valinor are eventually divided into three distinct groups: Vanyar, Noldor and Teleri. These three groups become known as the Calaquendi or "Light-elves" because they saw the light of the Two Trees of Valinor.[T 10] Later some of the Noldor go back to Middle-earth in their quest for the Silmarils, while the Vanyar remain in Valinor.[3]
The Silvan Elves, of Nandor and Avari descent, inhabited Mirkwood and Lothlórien.
In Tolkien's earliest writings, elves are variously named sprites, fays, brownies, pixies, or leprawns.[4] By 1915, when Tolkien was writing his first elven poems, the words elf, fairy and gnome had many divergent and contradictory associations. Tolkien was gently warned against the term 'fairy', probably for its growing association with homosexuality.[5] Tolkien eventually chose the term elf over fairy. In his 1939 essay On Fairy-Stories, Tolkien wrote that "English words such as elf have long been influenced by French (from which fay and faërie, fairy are derived); but in later times, through their use in translation, fairy and elf have acquired much of the atmosphere of German, Scandinavian, and Celtic tales, and many characteristics of the huldu-fólk, the daoine-sithe, and the tylwyth-teg."[6]
Men
During the time of The Lord of the Rings, Men live in many places in Middle-earth, with the largest group of free men in the countries of Gondor and Rohan. When the island of Númenor falls, only the Faithful escape and found the twin kingdoms of Gondor and Arnor. The Faithful are known in Middle-earth as the Dúnedain, and as leaders of these kingdoms, they are able to lead the resistance to Sauron, and preserve the Men of the West as Free People. There are also free men at the village of Bree, at Esgaroth, in Drúadan Forest (home to "wild men" known as Drúedain or Woses), and in the icy regions of Forochel. Those who serve evil powers, such as the men of Dunland, Rhûn, Harad, and Umbar, are not considered free men. Men bear the so-called Gift of Men, mortality. The descendants of the Dúnedain include the Rangers of the North and the Rangers of Ithilien.[7]
Drúedain
The Drúedain, one of the earliest varieties of men, live in small numbers, often in tribes. They are little folk, shorter than dwarves, yet taller than hobbits. They are known for their voodoo-like magic, their black eyes (which glow red when they are angry), and their ability to sit for hours and days on end without moving or blinking. They grow little hair, except that on their heads and sometimes small tufts on their chins. They are short and stout, and other men tend to dislike them due to their harsh, rough voices. Their laughter, however, is full of mirth. It is said that their skill of stonework rivals the Dwarves'. The Drughu are not evil. They are mortal enemies of orcs, defending the homes of their human neighbours with their own lives and with the aid of their magical Watch-Stones. The Elves of Beleriand develop a special fondness for them and value their skill at fighting orcs.[8][T 11]
Ents
Ents are an ancient race of tree-like creatures, having become like the trees that they shepherd. They are created by Yavanna and given life by Ilúvatar. By the Third Age, they are a dwindling race, having long ago lost their mates, the Entwives.[T 12][T 13]
Huorns
Close kin of the Ents, Huorns are animated trees that possess sentience. They are said to have voices but can only be understood by the Ents. Tolkien allowed it to remain ambiguous as to whether Huorns are simply trees that become aware, or Ents that become more "treeish" over time. Huorns are found in Fangorn Forest and possibly the Old Forest near Buckland. Legolas mentions that the Elves helped to wake up the trees. The Huorns decide the Battle of Helm's Deep, destroying Saruman's army of Orcs when they flee towards them.[T 14]
Hobbits
Hobbits are a race of Middle-earth, also known as 'halflings' on account of their short stature. They are characterized by curly hair on their heads and leathery feet with furry insteps; they do not wear shoes. Many hobbits live in the Shire as well as Bree, and they once lived in the vales of the Anduin. They are fond of an unadventurous life of farming, eating, and socializing. There are three types of Hobbits. The Harfoots are the most numerous. The Stoors have an affinity for water, boats and swimming; the Fallohides are an adventurous people. The origin of hobbits is unclear, but of all the races they have the closest affinity to men, and in the Prologue to The Lord of the Rings Tolkien calls them relatives of men.[T 15]
Enslaved peoples
Enslaved peoples are those races that have fallen under the sway of the evil spirits Morgoth and Sauron, also known by the Free Peoples as 'Servants of the Enemy'. They included Orcs, Trolls and Men. The origin of Orcs and Trolls is unclear, but they are races that are taken by Morgoth and corrupted through sorcery into their final evil nature and appearance.
Men are rarely corrupted by Morgoth or Sauron in the same way. Rather, their hearts and minds are corrupted by power and evil impulses, while they retain the physical appearance of men. Prolonged service to Sauron however, does turn the bearers of the Rings of Power from Men into the wraith-like Nazgûl. Those men who are the servants of Morgoth or Sauron are mostly from the east and south of Middle-earth.[7]
Evil Men
Not all Men are on the side of good; the Men who lived in the east and south are under Sauron's dominion. They included the Haradrim or Southrons and the Black Númenóreans (and later the Corsairs of Umbar) who pledged their allegiance to Mordor, and many different Easterling peoples, such as the Balchoth, the Wainriders, and the Men of Khand, who attacked Gondor and Rohan on numerous occasions. The Wild Men of Dunland served as agents to the traitorous wizard Saruman. In the First Age, some Easterlings are under Morgoth's dominion.[7]
Ringwraiths
The Ringwraiths (also known as Nazgûl or Black Riders) are once great Men who are given Rings of Power by Sauron. These gradually corrupt them until they became slaves to the Dark Lord's will. Clad in dark hooded cloaks and riding demonic steeds or flying "fell beasts", the Ringwraiths forever hunt for the One Ring to bring it back to their master.[T 16][T 17][T 18]
The Dead
Also known as ghosts or shades, they are spirits of Men unable to pass on to the afterlife. Spirits haunt various regions of Middle-earth, most notably the Dead Marshes and the Paths of the Dead, which are guarded by the Dead Men of Dunharrow.
Orcs
Orcs are a race first bred by Morgoth, mostly living in mountain caves and disliking sunlight. Many of them live in the Misty Mountains, while others live in Mordor. They are also known as goblins. The Orcs are not created, since "evil cannot create, only corrupt" in Tolkien's philosophical perspective. One version of their origin postulates that they are Elves who are corrupted and whose appearance has changed over time. However, Tolkien wrote other accounts of their origin,[T 9] in an attempt to resolve the dilemma of how they could be sentient and wholly evil.[9]
Sauron and Saruman the wizard breeds an unusually large and powerful type of orc, the Uruk-hai. Although most orcs do not like the sun and could not bear to be in it, the Uruk-hai can stand daylight.[T 19] Deformed half-orcs exist, crossbred from Men and Orcs.[T 20] Tolkien uses the term "Goblin" mainly interchangeably with Orc,[T 21] though sometimes in The Hobbit the term is exclusively used for the smaller sub-races of Orcs native to the Misty Mountains.
Trolls
Trolls are said to have been created by Morgoth "in mockery of" the Ents. They dislike the sun, and some types, like the three Trolls from The Hobbit, turn to stone if exposed to sunlight. Trolls dwell in the Misty Mountains as well as in Mordor. Sauron breeds the Olog-hai: large, clever, and resistant to the sun.[T 22][T 23][T 24][T 25]
Barrow-wights
Barrow-wights (from Middle English wight, a man) are dark spirits sent by the Witch-king of Angmar to possess and animate the bodies and bones of the former kings of the Dúnedain. These undead monsters haunt the Barrow-downs near Bree.[T 26][10]
Other beings
Tom Bombadil
Tom Bombadil does not belong to any of the peoples of Middle-earth; Tolkien calls him the spirit of the countryside.[T 27] Unlike the other races, he is seemingly unaffected by the One Ring and appears to have existed before the Children of Ilúvatar (Elves and Men). As to the nature of Bombadil, Tolkien himself said that some things should remain mysterious in any mythology, "especially if an explanation actually exists."[T 28][T 29][T 30] Tom is also known as "The First", "Master Tom", "Old Tom", "Iarwain Ben-adar" (a Sindarin name meaning "The Oldest without a father"). The Noldor call him "Orald" meaning "Very Old", Dwarves call him "Forn" (meaning: The Ancient).
River-spirits
Spirits of nature tied to rivers and waterways. Only two are mentioned by Tolkien: Goldberry, the wife of Tom Bombadil, and her mother the River-woman. It is unknown whether these beings are unique, part of a larger race, or a form of Maiar.[11]
Giants
Giants (or Ettens) other than Ents are mentioned only a few times by Tolkien. Stone giants of the Misty Mountains are briefly mentioned, being said to lob stones at Thorin and Company in The Hobbit.[T 31]
Dragons
Dragons are already present in The Book of Lost Tales. Tolkien had been fascinated with dragons since childhood,[T 32] and he named four dragons in his Middle-earth writings. Like the Old Norse dragon Fafnir, they are able to speak, and can be subtle of speech.[12]
Glaurung, in The Silmarillion, is the Father of Dragons in Tolkien's legendarium, the first of the Fire-drakes of Angband. Tolkien wrote that Glaurung had four legs and no wings and could not fly, and sired the brood of Urulóki, wingless fire-breathing dragons.[T 33] He was bred by Morgoth from some unknown stock and was the first dragon to appear outside of Angband. Glaurung is the main antagonist of The Children of Húrin, and his deceptive actions led to the suicides of its main characters Túrin Turambar and Niënor Níniel.[T 34]
Ancalagon the Black (Sindarin: rushing jaws from anc 'jaw', alag 'impetuous'[T 35]) was the first of the winged Fire-drakes and the greatest of all dragons, bred by Morgoth during the First Age, as told in The Silmarillion. Ancalagon is so large that his body crushed "the towers of Thangorodrim" when he fell on them after being killed by Eärendil.[T 36]
Scatha was a mighty "long-worm" of the Grey Mountains. He was killed by Fram in the early days of the Éothéod. After slaying Scatha, Fram's ownership of his recovered hoard was disputed by the Dwarves of that region. Fram rebuked this claim, sending them instead Scatha's teeth, with the words, "Jewels such as these you will not match in your treasuries, for they are hard to come by." This led to his death in a feud with the Dwarves. The Éothéod retained at least some of the hoard, and brought it south with them when they settled in Rohan. The silver horn that Éowyn gave to Merry Brandybuck after the War of the Ring, crucial in "The Scouring of the Shire", came from this hoard.[13]
Smaug of Erebor, the Lonely Mountain, was killed by Bard the Bowman in Dale, as told in The Hobbit. Smaug serves as a main antagonist of Thorin and Company, as they seek to reclaim the Dwarven kingdom of Erebor that Smaug had taken.[T 37]
References
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